Notice of Privacy Policy


Speir Financial Services LLC, an independent Investment Advisory and Insurance Firm, are committed to safeguarding the confidential information of our clients. Our policy with respect to your personal information is listed below and applies to all current and former customers.


Information We Collect


The information that we collect is used in conjunction with our regular process of business. We collect information about you from several sources. For example:

  • Information you provide to us on applications and other forms, such as your name, address, social security number, marital status, employment, assets, income and health information.
  • Information provided to us by our clearing firms, third-party service providers, mutual fund companies, insurance companies, our Representatives, your former Broker/Dealer and consumer reporting agencies about your accounts and transactions.


Information We Share With Others


We do not share your personal information for marketing purposes. If the Firm’s policy were to change, we would be required by law to notify you prior to sharing your information. We do share your personal information as necessary to conduct business on your account:

  • With our employees and Representatives as needed to open, maintain and service your account(s).
  • With unaffiliated third parties, such as our clearing firms, product sponsors and banks in order to carry out your instructions.
  • With unaffiliated third party vendors in order to create and maintain records of your account. For example: information regarding your account is provided to a third party vendor to create a statement.
  • As required to do so by law. For example: by subpoena, or as required to comply with a regulatory agency or government order.
  • The information which you provide to us may be shared with our affiliates in order to offer products and services provided by those affiliates to you. YOU MAY OPT OUT OF THIS TYPE OF INFORMATION SHARING. 


Protecting the Confidentiality and Security of Your Information

The security of your data is important to us, however no method of transmission over the Internet, or method of electronic storage is 100% secure. While we strive to use commercially acceptable means to protect your Personal Data, we cannot guarantee its absolute security.

Other Important Notices


If you have any questions regarding this privacy policy, or have complaints or concerns about your account, please contact the Speir Financial Services at (248) 423-2700.


If you have any questions regarding your account, please contact your Representative so that they may assist you.


For more information about Securities Investor Protection Act (“SIPC”), including how to obtain the SIPC brochure, you may contact SIPC at (202) 371-8300 or visit their website at

Should you like information regarding FINRA Broker Check, or would like to receive a copy of the Public Disclosure Program Investor Brochure, please contact FINRA at (800) 289-9999 or visit their web site at


To help the government fight the funding of terrorism and money laundering, your name will be verified by searching the Treasury’s Office of Foreign Asset Control’s “Specially Designated Nationals and Blocked Persons” list.


If your account becomes inactive for a certain period of time your account balance and outstanding credits may be transferred to a state unclaimed property administrator. The period of time is specific by state law and varies from state to state.